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Frank Lin

Leading Partner

CPA

CSIA

 

 

Specialties

Financial Laws, Financial Derivatives, Trust, Securities and Futures, M&A, Administrative Litigations, Tax Litigations.

 

Attorney Profile


Attorney/CPA Frank Lin is one of the few professional lawyers with attorney/ CPA /securities analyst licenses in the fields of financial law and mergers and acquisitions (M&A). Attorney/CPA Frank Lin is not only familiar with theory and academics, but also has extensive practical experience in international financial foreign exchange, accountancy, and cross-border M&A. Attorney/CPA Frank Lin served as a clerical commissioner in the Foreign Department, Taipei Bank, was later transferred to the Foreign Exchange Department, Societe Generale (Taipei Branch) as the deputy manager, and was recruited by Daiwa SMBC as the International Sales Department Director Substitute working in the Japan Tokyo Office.

A few years later, he made a career change serving as the CPA for a dozen of subsidiaries of Formosa Plastic Group which is Taiwan’s multinational petrochemical industry. In order to cater to his clients’ all-round consulting needs, Attorney/CPA Lin successfully obtained Taiwan’s attorney's license and continued to provide legal, accounting, and tax advice for TAIEX-listed and OTC-listed companies. Due to the business integration of Ernst & Young and Frank Lin Law Firm/Sunny&Co. CPAs, since February 2004 Attorney/CPA Frank Lin has served as a partner of Ernst & Young and established the AnYong Commercial Law Offices (predecessor of AY Commercial Law Offices), serving in the post of leading partner until now.

    Attorney/CPA Frank Lin is not only well experienced with finance, accounting and legal practice, but is also very familiar with the management system of Taiwan’s securities, banking and foreign exchange authorities, possessing unique and superb competency in the combined fields of finance, accounting, law, and taxation, as well as the ability to integrate professional group opinions on M&A cases, taking care of risks in all aspects on his clients’ behalf and proposing all-round, in-depth, and feasible solutions.

With this advantage in the spin-off and M&A case of a listed company in Taiwan, Attorney/CPA Frank Lin has conjunctively applied financial instruments and financial commodity accounting in M&A transaction framework design and financing channels, successfully integrating the requirements of a Japanese bank (a Tokyo Stock Exchange listed company), a TAIEX-listed company (seller), an OTC-listed company (buyer), one of the four major CPA firms, financial appraisal experts, and different professional fields, making it an important and successful corporate M&A case.


Undertaken

 

M&A

 

The legal consultant for a famous Malaysia listed company to acquire shares of a local landmark public company’s shares for around NT$20,000 million.

 

The legal consultant for an architectural company (which belongs to a listed corporation) to participate in auctioning the lands and the subsidiary’s shares of a listed company for around NT$13,800 million

 

The legal consultant for a listed trust and investment company to sell its trust department and to finance for around NT$6,000 million.

 

The legal consultant for a Spanish petroleum industry to acquire 70% shares of a Taiwan petroleum company for around NT$2,000 million.

 

The legal consultant for a Taiwan steel company to be acquired by an US fire apparatus company for around US$31.5 million.

 

The legal consultant to a joint venture company of a Japanese corporation and an Indian corporation to acquire the major assets of a Taiwan listed company’s branch for around NT$300 million.

 

The legal consultant to the Industrial Technology Research Institute to split its project to a famous network communication company.

 

The legal consultant to a famous Japanese securities research institute for the organization restructuring project.

Capital Market

 

The Taiwan legal consultant for a listed Taiwan DRAM manufacturing corporation to issue GDR

 

The Taiwan legal consultant for a famous listed petroleum corporation to release its shares for around NT$18,000 million.

 

The Taiwan legal consultant for a subsidiary of a Taiwan listed Taiwan corporation to issue USD Bond, which was awarded “The Best bond transaction in Taiwan”.

 

The legal consultant to verify and certify the legal documents to issue corporate bonds for various listed corporations

Financial Market

 

The legal consultant for a major offshore company of famous Taiwan group corporations to execute the syndicated loan for US$2,100 million.

 

The legal consultant for a listed semiconductor corporation to execute the syndicated loan for NT$12,000 million.

 

The legal consultant for a listed semiconductor corporation to execute the syndicated loan for US$1,500 million.

 

The legal consultant for a Vietnam manufacturing and power factory to execute the syndicated loan for US$140 million.

 

The legal consultant for an offshore joint venture of listed group companies to execute the syndicated loan for US$1,500 million.

Financial Derivatives

 

Agent ad litem of a Taiwan subsidiary of an UK bank in a civil litigation regarding unjust enrichment cases resulting from the discretionary foreign currency margin trading business (the bank wins).

 

Agent ad litem of a mega bank in a civil litigation regarding indemnity cases resulting from the discretionary foreign currency margin trading business (the bank wins).

License

Taiwan Lawyer Licensed (1995)

Certified Securities Investment Analyst (CSIA) Licensed (1987)

Chartered Financial Analyst (Taiwan)( 1984)

Grade B Financial Special Examination passed (1977)